FSA Compliance
As the regulatory landscape in all industries continually changes, so do the compliance regulations and requirements to stay within industry rules.
The Consulting Consortium prides itself on its compliance services and understanding the impact of these regulations. We provide comprehensive governance, risk and compliance solutions to help reduce this growing burden for clients, allowing them to establish a sustainable growth environment. Our services can be made available to you either on site or at our Operations Centre.
Our full range of services is:
- Preparation & Supervision of Regulatory Visits and Ongoing Compliance Support
- Strategic advice for product reviews or launches
- Money laundering investigations and training support
- Remediation and investigative services
- Treating Customers Fairly (TCF) reviews
- FSA authorisation work and compliance procedures manual
- On and Off Site resourcing
To find out how we can help you please contact us on 020 7645 8808 or email info@theconsultingconsortium.com
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Our services can be made available to you either on site or at our Operations Centre.
We have 100% success rate for FSA authorisations
We are regularly appointed as skilled persons for S166
We have trained the FSA